Document Retention Guide

Document Type

Recommended statuary retention period

EMPLOYEE RECORDS

Job application and interview documents

1 year

Personal Records

7 Years after employment ends

Senior employment records

Permanent

Training Records

6 years after employment ends

Employment Agreement

Permanent

Payroll and wage records, including overtime

8 years

Salary Records

7 Years

Time Cards

3 years

Details of Benefits in kind

8 years

Income Tax records, P45/P60/P58/P48

8 years

Annual return of taxable pay and tax paid

8 years

Labour agreements

8 years

Work council Minutes

Permanent

Employee records from closed offices

12 years

CONTRACTS

Contracts executed under seal

12 years after expired

Contracts with customers, suppliers etc.

6 years after expiry or competition

Rental and Hire purchase agreements

6 years after expiry

Licencing Agreements

6 years after expiry

Pensions and trust deeds

Permanent

PENSION SCHEME DOCUMENTS

Pension fund accounts and supporting documents

Permanent

Actuarial Valuation reports

Permanent

Inland revenue approvals

Permanent

Medical Records – Radiation accident assessment

Permanent

Medical Records – Radiation dosage summary

Permanent

Lead at regulations 1998

Permanent

Asbestos at work regulations 1987

Permanent

Substances hazardous to health regulations 1994

Permanent

MEDICAL RECORDS

Admission / Discharge books

8 Years

Audiology, Dietetic and Nutrition, District Nursing, Occupational Therapy

20 Years

Physiotherapy, Podiatry, Speech and Language Therapy

20 Years

Child Protection Registers

26 Years

Clinical Audit Records

5 years

Dental Records

11 years Adults Children up to their 25th Birthday

Diaries

3 Years

Family Planning Records

10 years, Children retain to their 25th Birthday

Health Visitor Records

10 years or for Children retain to their 25th Birthday

Health Records

8 Years

Immunisation and Vaccination

Children – retain until their 25th Birthday

All others

10 Years

Learning Difficulties

10 Years after the death of the individual

Oncology

30 Years

Operating Theatre Registers

8 Years

Out of Hours Records

3 Years

Outpatients List

2 Years

Parent-Held Records

Until the Patients 25th Birthday

Ward Registers

2 Years

X-Rays

8 Years

X-Ray Registers

30 Years

Board Meeting Reports

30 Years

Business Plans

20 Years

Catering Forms

6 Years

Commissioning Decisions

6 years from date of appeal decision

Complaints Correspondence

10 Years

Health & Safety Documents

3 Years

Incident Forms

8 Years

Manuals

10 Years

Meetings & Minutes

30 Years

Minor Paperwork (reminders, advertising etc)

2 Years

Quality Assurance Records

12 Years

Reports

30 Years

Incident Files

30 Years

Time Sheets

3 Years

Annual Accounts

30 Years

Accounts – Minor Records (cash books etc)

2 Years

Financial Contracts

15 Years

Medical Payments, BACS Payments, Fraud Investigations, Invoices

6 Years

Personnel Records

6 Years

STATUTORY RETURN RECORDS AND REGISTERS

Annual Return

Permanent

Return of Allotments (copy)

Permanent

Directors’ Service Contracts

6 years after cessation

Register of Directors and Secretaries (original)

Permanent

Register of Directors’ interests in Shares and Debentures

Permanent

Register of interests in voting shares

Permanent

Register of Charges

Permanent

Register of Documents sealed

Permanent

Unpaid dividend records

12 years after dividend declared

Dividend and interest mandate forms ceased to be valid

3 years from when the instruction

Notification of address change by member

2 years after notification

BANK RECORDS

Cheques, bills of exchange and other negotiable instruments

6 Years

Statements from and instructions to the bank

6 Years

Paying-in Counterfoils

6 years after ceasing to be effective

Public Company

10 Years

Limited Company

10 Years

Annual report and accounts (signed)

Permanent

Annual report and accounts (unsigned)

Permanently (keep sufficient copies to meet requests)

Interim report and accounts

Permanently (keep sufficient copies to meet requests)

Budgets, forecasts and periodic internal financial reports

5 Years

Taxation records and tax returns

Permanent

VAT Records and Customs & Excise Returns

Permanent

Expense Accounts

7 Years

SHARE REGISTRATION DOCUMENTS

Register of Members

Permanent

Register of Debentures and Loan Stock Holders

Permanently / 7 years after redemption of stock

Letters and forms applying for Shares, Debentures etc.

12 years from issue, with a permanent microfilmed record

Renounceable Letter of Allotment and Acceptances

Originals for 12 years from renunciation, with a permanent microfilmed record

Renounced Share Certificates

Originals for 12 years from renunciation, with a permanent microfilmed record

Contracts for purchase of own shares by Company

Period of retention 10 years from date of contract

Share & Stock Transfer forms and Letter of Request with permanent microfilmed record

12 years after date of transfer

Requests for designating or redesign ting accounts with permanent microfilmed record

12 years after request

Cancelled Share/Stock Certificate

1 year from date of cancellation

Stop Notice and other Court Orders

Permanent

Letters of indemnity for lost Certificates

Permanent

Powers of Attorney

Permanent

Dividend and interest payment lists

Until audit of the dividend payment is complete

Paid dividend and interest warrants

6 years after date of payment

INCORPORATED DOCUMENTS

Certificate of Incorporation and Certificates on Change of Name

Permanent

Certificate to Commence Business (Public Company)

Permanent

Memorandum and Articles of Association (original and updated copies)

Permanent

Printed copies of resolutions submitted to Companies House

Permanent

INSURANCE

Public Liability Policies

Permanent

Product Liability Policies

Permanent

Employers’ Liability Policies

Permanent

Sundry insurance policies and insurance schedules

Until claims under policy are barred or 3 years after policy lapses, whichever is longer

Group Health Policies

12 years after final cessation of benefit

Group Personal Accident Policies claims correspondence N/A 3 years after settlement

12 years after final cessation of benefit

HEALTH AND SAFETY

Record of consultations with safety representative and committees

Permanent

Health & Safety Policy Documents (old and revised copies)

Permanent

Assessment of risks under health and safety regulations (including routine assessment monitoring and maintenance records for aspects in workplace such as air quality, levels of pollution, noise level, use of hazardous substances etc.)

Permanent

Accident report book and relevant records/correspondence

Permanent

Medical records – general

12 Years

INTELLECTUAL PROPERTY RECORDS

Certificates of registration of trade/service marks (current and lapsed)

Permanently or 6 years after cessation of registration

Documents evidencing assignment of trade/service marks

6 years after cessation of registration

Intellectual property agreements and licences

6 years after expiry

PROPERTY DOCUMENTS

Title deeds for property

Permanently or until sold or transferred

Leases

12 years after lease and liabilities under the lease have terminated

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